Summary of the CP

Compliance Officer: Chairman of the Compliance Council; Report to CEO on operation status (once per quarter); Maintenance and sharing of status for various laws and regulations, and cases

Compliance Council: Operation of the applicable affairs related to the Compliance Program and assistant for work performance of the Compliance Officer; Selection of the responsible person (overall operation of the applicable work) and person in charge (performance assistance) of the Compliance Council; Collection of applicable work-related data and submittal of the Compliance Officer; CP-related community operation and discovery of improvement matters; Electronic notification of the key operating status of CP; CP grade evaluation and management; Holding the Compliance Council once per term (holding of special meetings); Completion of 2-hour education related to fair transactions of once every semi-term

Person in charge of compliance for each department: Overall compliance inspection of pertinent department (inspection by checklist); Management of inspection results for each part and report to the Compliance Officer; Fair transaction-related counseling and instruction of pertinent department; Independent inspection and report of violation by pertinent department

Officers and employees: Officers and employees; Information when discovering violation of fair transaction related laws and regulations

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